IIAC eNewsletter - August 31 2020


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MONDAY, AUGUST 31, 2020

IIROC HAS RELEASED “AN ASSESSMENT OF BENEFITS AND COSTS OF SELF-REGULATORY ORGANIZATION CONSOLIDATION”, CONDUCTED BY DELOITTE LLP

IIROC CONSULTATION PAPER - COMPETENCY PROFILES FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES, RETAIL AND INSTITUTIONAL

Interested in Joining IIAC Working Group?

CALL FOR PARTICIPATION IN THE FEDERAL IMMIGRANT INVESTOR PROGRAM WORKING GROUP

LETTER TO FEDERAL FINANCE MINISTER FREELAND

Re: Economic Recovery via Foreign Investment

IIAC COMMENTS ON AMENDMENTS TO ARTICLE 6.206 OF THE RULES OF BOURSE DE MONTRÉAL INC. TO MODIFY THE MINIMUM VOLUME THRESHOLD FOR BLOCK TRANSACTIONS ON THREE-MONTH CANADIAN BANKERS’ ACCEPTANCE FUTURES (BAX)

IIAC COMMENTS ON AMENDMENTS TO THE RULES OF BOURSE DE MONTREAL INC. TO MODIFY THE NOMINAL VALUE OF THE TWO-YEAR GOVERNMENT OF CANADA BOND FUTURES (CGZ)

IIAC COMMENTS ON AMENDMENTS TO THE RULES AND OPERATIONS MANUAL OF THE CANADIAN DERIVATIVES CLEARING CORPORATION REGARDING THE REQUIREMENT OF THE AUTHORIZATION STAMP BY CLEARING MEMBERS

QUESTRADE OPEN BANKING WEBINAR

September 17 | 1 pm to 2 pm

Questrade and the IIAC FinTech Committee are proud to host speakers Christine Day and Steven Boms, as they deliver a presentation on Open Banking. Both Christine and Steven are active participants in global industry discussions as well as governmental discussions on this matter.

Topics of discussion may include:

opening data to all – process/controls needed
aggregation – process and hurdles
privacy – what should members know
impact on IIROC-regulated dealers

Conseiller COVID-19 : le secteur financier tient le coup

Other News

Advisor’s Edge

Managing risk in fixed income

Investment Executive

CRA seeks more info on T4 slips as part of audit efforts

MarketWatch

The stock market is rich but may be at a ‘far more reasonable valuation level than traditional measures suggest’

IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

VIEW POSTINGS

Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754

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