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TUESDAY, OCTOBER 13, 2020

LATEST OP-ED PUBLISHED IN INVESTMENT EXECUTIVE

The coming battleground for retail distribution

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LETTER FROM THE PRESIDENT

The coming battleground for retail distribution

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IIAC COMMENT LETTER ON BOURSE DE MONTRÉAL INC.’S ASIAN TRADING HOURS INITIATIVE
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IIAC Virtual Transition Bonds Conference
November 16, 2020 | 8:00 am to 11:15 am ET

Please join us online on Monday, November 16 as leading experts share their insights on the transition bond market, discussing topics such as the evolution of standards and guidelines of transition bonds, global issuance to date, Canadian issuance opportunities, and more. Click here to view the agenda.

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IIAC Cyber Education Series Webinar: Cybercrime and How Firms Can Best Respond and Protect Themselves in the New Environment
November 19, 2020 | 2:00 pm to 3:00 pm ET

The COVID-19 Pandemic has led to significant changes in the way firms operate. The large-scale movement to remote operations has presented new opportunities for cyber criminals to exploit gaps in IT infrastructure, processes and procedures. Join us for a discussion with John Bishop, Senior Cyber Security Advisor, Financial Sector Partnerships, Canadian Centre for Cybersecurity, and Kuno Tucker, Chief Compliance Officer, Paradigm Capital on how cybercriminals have adapted their tactics to the new environment, and how firms can best respond and protect themselves. John Bishop will also describe the services that the Cyber Centre provides that can assist investment dealers in increasing their cyber resilience.

REGISTER HERE

Investment Executive Dealers say no to pulling all-nighters

Advisor’s Edge Dealers concerned about MX’s longer hours: IIAC

The Northern Miner  Industry, investors divided on proposed Ontario capital market reforms

The Globe and Mail  Power Corp.'s Sagard Holdings buys majority stake in wealth manager Grayhawk

Finance et Investissement Les FNB ont passé le test

Other News


Wealth Professional

Challenges ahead for managers, OEO dealers faced with trailer ban

Advisor’s Edge

Fund managers invited into BoC backstop

Advisor’s Edge

Updated AMF guidance addresses online offerings, vulnerable clients

IIAC Partner Spotlight:
eServus

eServus has partnered with the Investment Industry Association of Canada to offer member firms and their staff savings on popular attractions like Ripley’s Aquarium in Toronto, the Calgary Zoo, the Vancouver Art Gallery and popular brands like Lenovo. eServus serves major markets in Canada and the US. Visit eServus.com for more details. To find out if you are located in an eServus member building, write eServus at request@eservus.com or call 416-598-8888.

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IIAC Affiliate Spotlight:
Broadridge

Investor preferences undergo lasting transformation from Covid-19 pandemic, reveals Broadridge survey. 32% of Canadian investors discovered their financial advisor through a personal referral; 42% through their financial institution (compared to 45% and 19%, respectively in the U.S.). Millennial investors were most likely to use video chat to communicate with their advisor, but only 9% of all investors prefer this method above all others. Find out more from Broadridge’s recent Investor Survey by clicking below.

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IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

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Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754


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