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MONDAY, FEBRUARY 10, 2020

CYBER BREACH NOTIFICATION & COMMUNICATION WEBINAR

February 26, 2020

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NEW IIAC MEMBER: WELCOME RED CLOUD SECURITIES INC.

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IIAC Anti-Money Laundering and Financial Crimes Conference

March 4, 2020 | Toronto

Join us at the IIAC’s Anti-Money Laundering and Financial Crimes Conference where Canada’s leading experts from the industry, regulatory, technology, legal, consulting and law enforcement sectors share invaluable insights and best practices related to complying with the new AML regulations. Learn about the latest developments and trends in these high-profile and continually changing areas. Featuring keynote speaker Superintendent Pete Payne, Director Financial Crime, RCMP.

Click here for more information.

CE CREDITS PENDING APPROVAL

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IIAC Compliance and Operations Symposium

April 21, 2020 | Toronto

A full-day event of perspectives on topical issues impacting compliance and operations professionals within Canada’s securities industry. Discussions will include: data privacy; Client Focused Reforms; RegTech – digitization and onboarding; online hubs/funnels – electronically connecting manufacturers, distributors and intermediaries; Environmental, Social and Governance issues and their impact on risk ratings of securities and suitability; changes to the Canada Deposit Insurance Framework; and SRO consolidation.

Agenda coming soon.

CE CREDITS PENDING APPROVAL

REGISTER HERE

Insurance Portal  Small investment dealers hold inherent weaknesses, says IIAC president

Finance et Investissement  L. Jacques Ménard est décédé

Other News


The Globe and Mail

Ontario launches committee to modernize securities law, review how it polices the industry

J.D. Power

Retail Bank Customers in Canada Beginning to Embrace Digital Advice Tools, J.D. Power Finds

Investment Executive

ESMA sets sustainability strategy

IIAC Partner Spotlight:
Smarten Up Institute (SUI)

SUI provides hands-on business courses and corporate training to financial professionals including wealth managers, investment and private banking, retail, private equity, asset management, hedge funds, trading specialists, ICPMs, and their entire support staff wishing to keep their skills current. Whether you are looking to improve your financial market knowledge, a regulatory update or help with exam preparation, SUI can help.

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IIAC Affiliate Spotlight:
Objectway

NEW EXCLUSIVE REPORT: “THE WEALTH MANAGEMENT FIRM OF 2025”

Released by Objectway, an international leader providing software solutions for the Digital Wealth and Asset Management sector, and Compeer UK, a renowned provider of benchmarking information and services to the Wealth Management industry, the report explores the key issues wealth management firms currently face, the improvements required to make them more scalable, and how the industry will evolve over the next five years.

Insights were drawn from a series of workshops with over 20 senior executives from leading UK wealth and investment managers.

To find out more, download the full report (free).

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IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

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Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754


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