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Monday, November 11, 2019

REMEMBRANCE DAY 2019

LEST WE FORGET
IIAC COMPENSATION SURVEY WEBINAR - NOVEMBER 13, 2019
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IIAC RESPONDS TO GOVERNMENT OF CANADA CONSULTATION ON PRIVACY REGULATION
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31st Annual Junior Achievement Central Ontario Governors’ Dinner
November 20, 2019 | Toronto

Meet some amazing students, hear from thought leaders on the benefits of JA and participate in celebrating 100 years of JA around the world. Support JA Central Ontario’s mandate to improve the money management skills of young people, prepare them for the jobs of the future and spark their entrepreneurial spirit. Wednesday, November 20, 2019 at the Metro Toronto Convention Centre.

REGISTER HERE
Croesus Finnovation: A Summit for the Wealth Management Industry
November 28, 2019 | Toronto

Why Participate? Volatility is on the rise. Regulations are increasing. Technology is changing. Clients demand more. You need to deliver. This event will provide the techniques and strategies you need to thrive in this demanding market context. From best practices, to portfolio management trends to targeted training sessions this conference will deliver the vision you need to be prepared for the industry’s future. Thursday, November 28 at the Delta Hotel Toronto.

REGISTER HERE
Toronto Refinitiv Summit: The Role of Data and Technology in Financial Services
December 2, 2019 | Toronto

Join over 400 senior investment, risk and compliance professionals at the 2019 Toronto Refinitiv Summit, where government and industry experts, including the Ontario Securities Commission (OSC), the U.S. Securities and Exchange Commission (SEC), the Investment Industry Regulatory Organization of Canada (IIROC) and the Investment Industry Association of Canada (IIAC), will discuss the latest market trends, technology innovations and regulatory developments shaping the financial sector in Canada. December 2 at the Ritz-Carlton Hotel, Toronto.

REGISTER HERE


Advisor’s Edge  Ontario announces task force to review ‘outdated’ Securities Act

Investment Executive  Ontario to review Securities Act for first time in 16 years

Investment Executive  Will the Liberals raise the capital gains tax rate?

Investment Executive  Insights from an audit of a referral business

Advisor’s Edge  Rethinking referral arrangements

Finance et Investissement Au coeur de l’action

Finance et Investissement La loi sur la protection de la vie privée devrait se durcir

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Other News


Investment Executive

Steps advisors can take to help senior clients exposed to fraud

ESMA

MiFID II: ESMA consults on position limits in commodity derivatives

Wealth Professional

Tackling the problem of advisor retirement

IIAC Partner Spotlight:
CANCHEK

Welcome to CANCKEK, Canada’s AML solution. Organizations face increased regulatory demands and bear the burden of checking, monitoring and disclosure, all the while remaining competitive. CANCHEK® risk intelligence serves the screening needs of both large and small financial institutions and corporations. Sanctions, Cease Trade Orders, Insiders, OEPs and HIOs – all in one place. SPECIAL TO IIAC MEMBERS: New clients receive 15 months of service for the price of 12 in the first year!

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IIAC Affiliate Spotlight:
Canadian Western Trust (CWT)

CWT has two decades of experience offering registered plan trustee services and currently acts as trustee for more than 540,000 registered plan accounts. CWT’s service model includes ongoing information sharing on industry issues that affect your firm, as well as proactive assistance for your Operations Team.

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IIAC’s Industry Job Board:

To post a job to the IIAC’s Investment Industry Job Board, email the job description, as a Word attachment or PDF, to info@iiac.ca. Posting on our Job Board is a complimentary service provided to IIAC members. You will be notified by email once the job is posted.

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Investment Industry Association of Canada

100 Wellington St. West - Suite 1910
Toronto, ON M5K1H6 - Canada
Telephone: 416-364-2754


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